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SIMS, G. Reynolds--Effective February 07, 1998 2/7/1998
Lakes Equities, Co. (GLE), a licensed broker-dealer of securities. Respondent entered a plea of no contest to allegations that GLE engaged in a scheme to defraud its...
Concepts: respondent ; GLE ; Professional ; parties stipulated ; Michigan Rules ; then-applicable Code ; separate corporations ; common stock ; licensed broker-dealer ; Lakes Equities
Type: Notice
Document Type:
NoticeNotice (1)
 
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